Regulatory and Industry update, discussion points

Online ILA Conducting Officer Forum

Regulatory and Industry update, discussion points

Proposed by

    2. Regulatory and Industry update, discussion points (June-August)

            • 1.   Laws and regulations:

            ·       Law of 21 July 2021 (EU 2019/1160 transposed) – Cross Border Distribution (“CBDF Directive”)

            ·       ESMA Guidelines:

            - MiFID II compliance function requirements
            - Marketing communications

            • 2     CSSF Circulars:

            ·       21/775 – FATF statements

            ·       21/777 – Outsource to cloud service providers

            ·       21/778 - “CBDF Directive” & premarketing

            • 3.     AML updates:

            ·       FAQ on AML Market Entry Form – 21 June

            ·       Key findings of thematic review in June / July – 29 July

            • 4.     Other notices / points:

            ·       CSSF Authorisation Process for new sub funds / UCI’s

            ·       CSSF Questionnaire on RE (deadline 30/09)

            ·       Teleworking Circular (deadline 30/09) combined with RGD 01/2021 on the topic & follow up communication

            ·       Communication on ESMA’s guidelines on Art. 25 AIFMD on systemic risk

            • 5.     Impact of consolidation in the market: SSB & BBH, Apex & Sanne, etc

                                                        About The Author

                                                        Practical Info

                                                        Date
                                                        16/09/2021 12:45 (Europe/Luxembourg)
                                                        Duration
                                                        45 minutes
                                                        Location