Investors reporting

Regulatory & Client Reporting Obligations for Board Directors

Investors reporting

Proposed by

Investors reporting - regulators push for increasing the look through on IM's portfolio holding to identify the underlying risks

  • Information and risk monitored

  • Regulation IMs are indirectly subject via their investors

    • Insurance undertakings: Solvency II

    • Credit Institutions: CPR and Basel

    • Pension Funds: IOPR I & II

    • Retail investors: PRIIPs

  • Investors needs in term of disclosure

About The Author

Practical Info

18/05/2022 12:15 (Europe/Luxembourg)
45 minutes