AML/CFT: key considerations for the Fund industry

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Course outline

ILA, in cooperation with Deloitte Luxembourg, is pleased to launch another session of its course on Anti-Money Laundering & Counter Terrorist Financing specifically dedicated to Fund Directors. The objective of this 4-hour session is to provide Fund Directors and Board members with an understanding of their increasing role, responsibilities and obligations for preventing money laundering and terrorist financing.


Thanks to their professional experience in the Investment Fund Industry, our experts will cover not only the fundamentals of the prevention of money laundering and the regulatory environment from a Luxembourg perspective, but also how to deal in case of suspicion of money laundering or terrorist financing. This training will be interactive and practical examples will be used to enhance the learning.


Course highlights

The main features of the program are:

  • Overview of the Legal & Regulatory Framework in Luxembourg and the professional obligations
  • Investment Fund Industry requirements for Board members and on the RR/RC roles, obligations and cooperation
  • Luxembourg AED expectations
  • Overview of AML oversight 
  • Operational issues and types of shortcomings identified by the regulator (CSSF) and by independent statutory auditors
  • Practical insights on reporting transactions, typical indicators 
  • Hot topics


Benefits of the program

The course will enable participants to get an understanding of the key concepts and responsibilities of the Directors as regards to Anti-Money Laundering and Counter Terrorist financing. 


Case studies and real examples of issues involving Board members will be shared by our experts.


Target audience

  •  Fund and investment management companies’ directors (UCITS, SIF, SICAR, RAIF,...), independent or in employment contracts
  • Managers responsible for funds and investment companies with management and/or supervisory responsibilities
  • Executives and managers of management companies and/or funds
  • Executives and managers (legal, domiciliation and compliance services) of service providers, e.g. depository banks, administrative and domiciliary agents
  • Lawyers specialising in investment funds
  • Auditors specialising in investment funds

Date & Time

31/01/2023 - 08:45
13:00

Venue

Alvisse Parc Hotel S.A.

CPD hours

4.0 hours

Book your spot

Member fee : 375,00€ (VAT excl)

Non-member fee: 480,00€ (VAT excl)

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Speakers

Sophie DUPIN

ELVINGER HOSS PRUSSEN SA

William GILSON

Non-executive Director

Nicolas MARINIER

Deloitte

Elina VINCENT

M&G Luxembourg SA

Agenda and schedule

Venue

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Parc Hotel Alvisse

120 Route d'Echternach  

1453 Luxembourg - Luxembourg

Contact the organiser

Institut Luxembourgeois des Administrateurs

events@ila.lu  | +352 26 49 58 5963